Financial Services & Markets

Expert Witnesses and Consultants

The U.S. financial system is built around a complex network that facilitates exchanges between lenders and buyers. This network enables a plethora of transactions – many of which involving large sums of money and other means of exchange – in areas such as banking, insurance, consumer finance, investing, funding and securities. As might be imagined, this system is heavily regulated which serves to both ensure the safety and soundness of the financial system, and to protect consumers through enforcement of the many federal and state laws and regulations.

Like many other sectors, the financial sector is continuously adapting to the changing global financial marketplace. As the trading floors closed due to COVID-19, there was a rapid move to digitization and digital engagement. Similarly, the trend toward contactless banking increased, requiring banks and lending institutions to introduce new finance apps or upgrade old ones.

Unrelated to COVID, a relatively new and growing area of patent and trade secret protection and litigation involves inventions in new types of loans, mortgages, credit, derivatives, real estate, and other types of financial transactions. And cryptocurrencies, including Bitcoin, which are payments that circulate without the backing of a monetary authority such as governments or banks, are seeing increasing litigation, including class actions, in the areas of fraud, misrepresentation, and breach of fiduciary duty.

Expertise for Every Eventuality

Our cache of experts is wide and deep in this area. For example, we have identified experts in the mortgage and fraud fields, knowledgeable about Section 232 of the Federal Housing Act and Housing and Urban Development regulations, to testify as to whether a lender breached its fiduciary duty by refusing to refinance a property owner’s loans. We have furnished experts in international insurance to opine on whether an insurance company breached its coverage obligations under a pollution policy stemming from a ship explosion, resulting in the spill of chemicals which resulted in environmental damage and governmental fines. We have identified experts who can opine on the likelihood of fraud and trade secret misappropriation related to allegations of an illegal transfer of Bitcoin assets. In our stable of specialists, we have niche experts who can testify about money laundering in the cryptocurrency and blockchain arenas.

Our experts are well-poised to offer expert testimony in commercial, class action, and antitrust litigation on the myriad laws and public and private bodies that govern banking and financial services and markets including:

  • National Bank Act of 1864
  • Federal Reserve Act of 1913
  • Glass-Steagall Banking Act of 1933
  • Securities Exchange Act of 1934
  • Federal Deposit Insurance Act of 1940
  • Investment Company Act of 1940
  • Sarbanes-Oxley Act of 2002
  • Financial Services Regulatory Relief Act of 2006
  • Emergency Economic Stabilization Act of 2008
  • Fair Credit Reporting Act
  • Truth in Lending Act
  • Dodd-Frank Wall Street Reform and Consumer Protection Act
  • Financial Industry Regulatory Act
  • Commodity Futures Trading Commission
  • National Futures Association
2022-01-24T17:51:47+00:00

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How We Find Your Experts

Unlike other companies who search for experts through stale databases, Rubin Anders works in lockstep with our clients to identify the precise expert you seek. Our researchers dig deep into the science or industry elite to identify the proverbial “needle in a haystack” authority you need. At Rubin Anders, the team assigned to your case will include deeply trained scientists, lawyers, and others highly skilled in their job, many with Ph.D.’s. It’s a result of understanding your problem, knowing the right questions to ask, and probing your expectations. And as your case and needs evolve, we proactively anticipate that, too.

We succeed at locating experts with deep experience in the Financial Services and Markets arena because we have years of experience, a team of researchers who are themselves often Ph.D. scientists, and our exacting search methodologies honed over 20-years in business. You will not find the technical expertise of our research department in any other expert placement firm. Our team and our process are unparalleled for successfully matching your perfect expert.

The primary criteria we use to select these individuals include, but are not limited to:

  • Your stated needs
  • Academic background and certifications
  • Industry experience and professional background
  • Location and travel limitations
  • Experience in legal proceedings
  • Qualifications of the opposition witnesses
  • Potential conflicts of interest
  • Fees

Our team of Ph.D. and J.D. researchers have years of experience in their disciplines and are consummately poised to identify experts who can fill the niche you need. Whether you’re seeking a consultant to advise on technology integration for automated trading technologies, or an expert witness in a class-action insider trading matter, we have the technical expertise and extensive network to find your perfect expert.